Law ❯Regulatory Compliance

Securities Regulation

Securities and Exchange Commission Enforcement Actions SEC Filings SEC Actions Insider Trading Lawsuits Securities Exchange Act SEC Investigations Indictments Fraud Cases Disclosure Obligations Fraud Accounting Irregularities Crypto Regulation Anti-Money Laundering SEC Investment Advisers Act Civil Penalties Investor Protection Federal Bureau of Investigation Fraudulent Practices

SEC Ends Robinhood Crypto Investigation Without Enforcement Action

Elon Musk Faces SEC Lawsuit Over 2022 Twitter Stock Purchases

Elon Musk Sued by SEC Over Delayed Disclosure in Twitter Stock Purchase

Trump Commerce Nominee's Firm Settles SEC Fraud Charges for $6.75 Million

B.C. Crypto Exchange Founder Fined $18.4M for Defrauding Clients

Indian Billionaire Gautam Adani Indicted in $250 Million US Bribery Case

Trump Media Investor Patrick Orlando Sells Majority Stake

TrustToken and TrueCoin Settle SEC Fraud Charges Over TrueUSD Stablecoin

SEC Seeks Sanctions Against Elon Musk for Skipping Twitter Probe Testimony

FirstEnergy Settles $100 Million SEC Penalty for Ohio Bribery Scheme

eToro to Halt Most Crypto Trading in SEC Settlement

Galois Capital Settles SEC Charges with $225K Fine

Austal USA Settles Accounting Fraud Case with $24 Million Penalty

Australian Securities Regulator Sues ASX Over Misleading Blockchain Project Statements

IRL Founder Charged with $170 Million Fraud

SEC Fines Investment Advisers Over False AI Claims